Regulation NMS

Results: 1042



#Item
931Regulation NMS / U.S. Securities and Exchange Commission / New York Stock Exchange / United States securities law / Government / Economy of the United States / United States / United States Securities and Exchange Commission / New Deal agencies / LaBranche & Co

One Exchange Plaza, New York. NY[removed]Telephone: ([removed]Fax: ([removed]Michael LaBranche Chairman, CEO & President March 18,2004

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-03-25 14:25:54
932Investment / Stock market / United States Securities and Exchange Commission / Regulation NMS / Order / Securities Exchange Act / Market maker / Short / Futures contract / Financial economics / Financial markets / Finance

American Stock Exchange’s Outline of Proposed

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-03-29 11:55:29
933Business / Economy of the United States / Financial markets / Finance / Mathematical finance / Day trading / Regulation NMS / NASDAQ / Volume-weighted average price / Financial economics / Stock market / Investment

Microsoft Word - subpenny costs1 _2_.doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-12-17 16:42:39
934Stock market / Investment / Financial system / Regulation NMS / 73rd United States Congress / United States securities law / Order / Arbitrage / Securities Exchange Act / Financial markets / United States Securities and Exchange Commission / Financial economics

Microsoft Word[removed]doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-08-31 17:09:08
935Stock market / Investment / Finance / Regulation NMS / Order / Securities Exchange Act / Best execution / Algorithmic trading / Alternative Trading Systems / United States Securities and Exchange Commission / Financial markets / Financial economics

Microsoft Word[removed]doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2007-06-08 15:40:05
936Regulation NMS / Stock market / Investment / Finance / Order / Securities Exchange Act / Algorithmic trading / United States Securities and Exchange Commission / Financial markets / Financial economics

Microsoft Word[removed]cl.doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2006-10-31 15:41:43
937Financial system / Stock market / Financial markets / Financial regulation / Regulation NMS / Order / Securities Exchange Act / Securities Industry and Financial Markets Association / Best execution / Financial economics / Investment / United States Securities and Exchange Commission

Microsoft Word[removed]doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2007-06-08 15:40:13
938Investment / Stock market / United States Securities and Exchange Commission / Chicago Board Options Exchange / Regulation NMS / Order / Algorithmic trading / Arbitrage / Option / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2008-04-04 13:33:32
939Finance / NYSE Euronext / New York Stock Exchange / High-frequency trading / NASDAQ / Regulation NMS / Euronext / Stock market / Securities Exchange Act / Financial markets / Financial economics / Investment

Concept Release; Request for Comments: Concept Release on Equity Market Structure

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2010-01-15 16:59:47
940Finance / Financial system / United States securities law / 73rd United States Congress / Alternative Trading Systems / Securities Exchange Act / Regulation NMS / Trading room / U.S. Securities and Exchange Commission / Financial markets / Financial economics / United States Securities and Exchange Commission

Order Granting Exemption to Liquidnet, Inc. from Certain Provisions of Regulation ATS under the Securities Exchange Act of 1934

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2005-09-28 12:04:22
UPDATE